The Simple Math Behind The Power Of The Swing Vote

August 31, 2008  | 

Original Image Can Be Found at \After the Democratic National Convention this week, and the official announcement of the Obama-Biden ticket, there’s been a lot of chatter about where Clinton supporters stand, regardless of the clear message of Clinton’s “No Way, No How, No McCain” speech at the DNC. The reason for the chatter? Analysts are trying to get a feel for what the true population of swing voters looks like. More than ever, parties are recognizing that their futures lie in winning at the center, rather than at the extremes, because the impact swing voters have on an election is so profound. The math behind the power of the swing vote is actually quite simple – In his book Microtrends: The Small Forces Behind Tomorrow’s Big Changes, Mark Penn (worldwide CEO of Burson-Marsteller and chief adviser to Senator Clinton’s presidential campaign) offers an excellent, concise explanation for exactly why swing voting, as he puts it, is king -

We hear it every day: America is divided into two camps – red and blue – and the key to elections is just energizing the base. Books have been written about it, careers have been made on it, and movements have been founded on it. But it is simply not true …

Just look at the math regarding generating turnout for the base versus courting the swing voters. Voting is based on history – the most likely voters are those who voted last time. Based on that, the case for winning with just the base is daunting. Suppose you have ten voters who voted last time, splitting their preferences 50/50. Now if one swing voter changes his or her mind, the vote becomes 60/40. If one new voter gets added to the pool, thanks to your efforts to turn out the base, the vote is still 55 to 45 against you (you have 6 out of 11). If a second voter who didn’t vote last time is chauffeured to the polls, you are not back to 50/50, as you have 6 out of 12. In other words, it takes two new voters to overcome one voter who has changed his mind, and three new voters to overcome his defection. In almost all cases, therefore, it is more strategic to get one voter on the edge to switch opinions than it is to bring two or three new voters to the polls. It’s theoretically possible for additional base turnout to be a factor, but in 95 perfect of the elections, it is the swing voter who is decisive.

I thought this was worth sharing.

(I’ve included some additional thoughts for discussion in the comments).

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  • In answer to question 1 up there, I don't think there is an increase of independent thinking, as much as there is an increase in alienation from traditional party politics.

    To that end, even though I'm a firm believer in Obama and most of his ideas, if Bloomberg had really thrown his weight into an independent bid for president with the cash at his command, I would absolutely have voted for him because I agree with enough of what he seems to stand for, and I desperately want a third party that represents the gray area between the democrats and republicans in this country.
  • I think it would be interesting to see what would happen in an election if we had a Republican President run on the same ticket as a Democratic VP, or vice versa. As we see more and more candidates identify themselves as "independent thinkers", will that strategy ever be used with success?
  • A little more on swing voting - Penn actually goes on in the chapter to make some interesting inferences about why the division of America into “two camps” is a myth…

    "It’s the growth in mass media and communications that has fueled [independent thinking], and that gives voters more ability to judge the competence of their leaders and their policies. Though the Internet has seemed to spawn more fragmented movements, the vital center remains the decisive sliver of voters."

    No matter what you’re political views, I think the recognition of a trend toward independent thinking is positive news for the US and democracy in general. It does however have some negative implications though. On a macro level, this raises a few questions:

    1) If populations of independent thinkers are truly growing, can we expect the political strategies that focus on capturing the attention of swing voters to intensify in this and in future elections? and, if so...

    2) Will candidates seek innovative ways of using technologies to closely target smaller and smaller niches of voters? Think long-tail politics using services like Youtube, Twitter, Facebook etc.

    3) Can we expect the politics between candidates to get increasingly personal (and nasty) as candidates fight for the votes of independent thinkers at the center? Politics between presidential candidates always gets nasty because, well...election after election proves that sniping at your opponent WORKS, especially for grabbing those voters who are on the fence (sad but true).

    I'd be interested if anyone's got any thoughts (or links to articles) on this.

    Anyone have ideas on this?
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